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FINANCIAL SERVICES:REGULATING IN VESTMENT BUSINESS SECOND EDITION 🔍
SIMON MORRIS Ft Law & Tax, 1995, 1995
English [en] · PDF · 182.1MB · 1995 · 📗 Book (unknown) · 🚀/duxiu/zlibzh · Save
description
Here is expert advice on the legal implications of the Financial Services Act 1986 and subsequent amendments for business operations. The impact of both the legislation and case law on each area of operation is explained clearly and thoroughly, identifying problem areas and offering solutions.
In 1993 the Large Report recommended a fundamental clarification of the regulatory system's twotier structure and a changed role for the Securities and Investment Board.
Following widespread criticism, the Act has frequently been amended and a large body of case law has built up. This edition takes on board all important developments, includes new Sls regulating advertising, guidance on collective investment schemes and expanded commentary on the FSA's impact on banking.
This latest edition includes: a rewritten section on enforcement to take account of a substantial amount of case decisions
a revised chapter on regulation of investment vehicles, including the many changes in pensions and unit trust rules
new treatment of the impact of the EC Investment Services Directive, the Capital Adequacy Directive and the third Life Directive on the UK regulatory framework
clear guidance to the fundamental changes within SROs themselves - such as the establishment of the PIA - and how they work in practice.
Alternative filename
zlibzh/no-category/SIMON MORRIS/FINANCIAL SERVICES:REGULATING IN VESTMENT BUSINESS SECOND EDITION_117900077.pdf
Alternative title
Financial Services: Regulating Investment Business (longman Commercial Series)
Alternative title
阳山建设“省卫生县城”迎来复审
Alternative author
姚水波
Alternative publisher
Longman ; Humanities Press
Alternative publisher
南方日报
Alternative edition
Longman commercial series, 2nd ed., London, England, 1995
Alternative edition
2nd ed, London], [Atlantic Highlands, N.J, 1994
Alternative edition
United Kingdom and Ireland, United Kingdom
Alternative edition
第PC04版:清远观察·阳山新闻
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filepath:/读秀/读秀4.0/读秀/4.0/数据库42-3/40729252.zip
metadata comments
类型: 报纸
metadata comments
报纸名称: 南方日报
metadata comments
出版日期: 2015.12.25
metadata comments
版次: 第PC04版：清远观察·阳山新闻
metadata comments
Includes index.
date open sourced
2024-06-13
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